Compliance procedures require clear documents and monitoring suited to the activity. We support legal review of policies, procedures and related awareness within the agreed scope.
Who Is This Service For?
Financial institutions, businesses and customers involved in a banking or financing matter, depending on the transaction and their legal position. The scope of “Anti-Money Laundering and Counter-Terrorist Financing Compliance” is agreed after reviewing your circumstances and documents.
What Does the Service Include?
- Preparing policies, procedures and compliance controls.
- Support with reporting and training.
- Internal compliance reviews.
How Do We Handle Your Request?
We review the relationship and financial documents from a legal perspective and identify obligations and matters needing attention. We discuss organization, negotiation or claims according to the request and agreed scope.
What Can You Prepare?
- Contracts, security documents or policies under review.
- Details of the relevant transaction or financial obligation.
- Relevant correspondence, notices and reports.