Financial institutions need policies and procedures reflecting their legal obligations. We review these documents, organize monitoring and identify areas requiring updates or action.
Who Is This Service For?
Financial institutions, businesses and customers involved in a banking or financing matter, depending on the transaction and their legal position. The scope of “Financial Regulatory Compliance” is agreed after reviewing your circumstances and documents.
What Does the Service Include?
- Advice on compliance with laws and instructions.
- Reviewing internal policies and procedures.
- Supporting Saudi Central Bank and Capital Market Authority requirements.
How Do We Handle Your Request?
We review the relationship and financial documents from a legal perspective and identify obligations and matters needing attention. We discuss organization, negotiation or claims according to the request and agreed scope.
What Can You Prepare?
- Contracts, security documents or policies under review.
- Details of the relevant transaction or financial obligation.
- Relevant correspondence, notices and reports.